The EU Regulation requires AML training to be provided to all “relevant staff” on an “ongoing” basis.

The OCC AML Core Group determined that from a best practice and risk management perspective “relevant staff” should be defined as all staff that have direct contact with clients or clients assets.

e-learning within the workplace is most effective when the content is within the context of the individuals’ job. As a result, a support staff version of the AML course was developed.

The AML Core Group selected Legal Risk (www.legalrisk.co.uk) to restructure and edit the Fee-Earner course and to make significant changes to the exercises in Modules 4, 5 and 7 in order to make is “speak to Support Staff”.

VinciWorks then converted the revised content into an online training program that is managed by the OCC Learning Management System making the deployment and tracking of training compliance across the firm’s fee earners and support staff easy and effective.

Demo OCC AML Support Staff Course Version 3.0